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Managing Director/CEO in a Reputable Stock Broking Firm

A Reputable Stock Broking Firm, which has been in existence for over two decades, is desirous of employing a high-flying individual with a proven track record of performance for the challenging position of Managing Director/CEO in the company.

Position: Managing Director/CEO

Job Description

  • Policy initiation for Board approval.
  • Coordination of policy and strategy plan implementation.
  • Articulation of programmes for exploitation of new business opportunities. Ensuring the sustenance and deepening the existing relationships.
  • Directing human and material resources of the company effectively and efficiently.
  • To put in place effective Risk Management structure so as to ensure that the company suffers no loss of investment or income.
  • Promotion of corporate identity and public image of the company (brand management).
  • To provide oversight of management committees.
  • To provide performance reports to the Board, Shareholders, Auditors and Regulators.
  • To interface effectively with regulatory authorities and other government agencies.
  • To develop and manage operating budgets, and ensure compliance with all relevant regulatory requirements.
  • To ensure strict financial controls and reporting practices within the organization to meet regulatory and legal requirements.

Job Specification:

Age:  35-45 years.

Education: BSc, /B.A. in: Accountancy, Finance, Actuarial Science, Management, Marketing, Economics. Any other Business or Finance course with a minimum of a Second Class Lower Division, MBA is an added advantage.

Experience: 7 years in a reputable and thriving Stock Broking firm with at least three (3) years in senior management position.

Skills set: Entrepreneurship, business knowledge, negotiation skills, organisational ability, sound knowledge of the market/ industry and IT skills.

Personal qualities: strong leadership ability. Integrity, sound judgment interpersonal and influencing skills and ability to communicate effectively.

Accomplishments: Proven track records of performance in a Stock Broking Firm

Regulatory requirements;

  • A Chartered Stock Broker An Authorised Dealing Clerk of The Exchange
  • Must have a minimum of 5 (five) years stock broking experience. But the NSE has an unwritten requirement that the candidate must have at least 3 years-experience in management position in a stock broking firm.
  • Location:  Head Office in Lagos and offices in parts of the country


Quite attractive and compares well with what obtains in the industry.

Method of Application:

Interested and qualified candidates should forward hard copies of their Applications together with detailed Curriculum Vitae by registered courier or hand delivery to: PMB, 741, Garki, Abuja while summary of the Curriculum Vitae along the following format be sent by email to: recruitment.md2016@gmail.com .

1 Name: (surname first)
2 Age
3 Qualifications and Grade (Class):
4 Have an MBA YES NO
5 Chartered Stock Broker YES NO
6 Authorised Dealing Clerk YES NO
7 Stock broking experience (in years) ———
8 Number of years in management position ———-
9 Contact address to include telephone number and e-mail address ———–
10 Indebted, judgement debtor, involved in fraud: YES NO
11 Indicted by Commission of Enquiry: YES NO
12 Refused membership or expelled by a professional body: YES NO


13 Convicted by a court of law or under pending criminal investigation: YES


14 Disqualified by law in Nigeria from being a Managing Director of a Stock Broking firm: YES




15 Managed a company that was involuntarily liquidated or delisted from the Nigeria Stock Exchange: YES




All documents must be received by the Advertiser on or before 21st December, 2016.


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